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GDPR Compliance Checklist

Document Version: 1.0
Last Updated: January 7, 2026
Status: Active
Completion: 🔄 In Progress


Overview

This checklist tracks Interact platform's compliance with the EU General Data Protection Regulation (GDPR). The GDPR applies to organizations that process personal data of EU residents, regardless of where the organization is located.

Key Dates:

  • GDPR Enforcement: May 25, 2018
  • Last Assessment: January 7, 2026
  • Next Review: April 7, 2026

Article-by-Article Compliance

Article 5: Principles of Processing Personal Data

Status: 🟢 Compliant | 🟡 Partial | 🔴 Not Compliant | ⚪ Not Applicable

Principle Status Evidence Notes
Lawfulness, Fairness, Transparency 🟡 Privacy policy draft, consent mechanism in progress Need to finalize privacy policy
Purpose Limitation 🟢 Data used only for employee engagement Clear purpose defined in platform
Data Minimization 🟢 Collect only necessary employee data Regular review of data collection
Accuracy 🟡 Users can update profiles Need data correction procedure
Storage Limitation 🟡 No retention policy yet Action Item: Create retention policy
Integrity and Confidentiality 🟢 HTTPS, encryption, access controls See SECURITY.md
Accountability 🟡 Documentation in progress This checklist and supporting docs

Article 6: Lawful Basis for Processing

Our Lawful Bases:

  • Consent: Employee consent for profile and activity participation
  • Contract: Processing necessary to provide the service
  • Legitimate Interest: Analytics for platform improvement

Status: 🟡 Partial Implementation

Action Items:

  • Document specific lawful basis for each data type
  • Implement granular consent management
  • Create consent withdrawal mechanism
  • Maintain consent records

Article 7: Conditions for Consent

Requirements:

  • Consent is freely given
  • Consent is specific and informed
  • Clear affirmative action required
  • Easy to withdraw consent
  • Separate consent for different purposes
  • Consent records maintained

Status: 🔴 Needs Implementation

Action Items:

  • Implement consent management UI
  • Create consent audit trail
  • Add consent withdrawal in settings
  • Document consent procedures

Article 12-14: Information to be Provided

Privacy Notice Requirements:

  • Identity and contact details of controller
  • Data Protection Officer contact (if applicable)
  • Purposes of processing
  • Lawful basis for processing
  • Categories of personal data
  • Recipients of data
  • International transfers
  • Retention periods
  • Data subject rights
  • Right to withdraw consent
  • Right to complain to supervisory authority
  • Whether providing data is statutory/contractual requirement
  • Existence of automated decision-making

Status: 🔴 Draft Only

Action Items:

  • Complete privacy policy
  • Implement privacy notice display
  • Translate to required languages
  • Legal review of privacy policy

Article 15-22: Data Subject Rights

Right of Access (Article 15)

  • Mechanism for data subject access requests (DSAR)
  • Ability to export user data
  • Response within 1 month
  • Free of charge (first request)

Status: 🔴 Not Implemented

Right to Rectification (Article 16)

  • Users can update profile data
  • Formal rectification request process
  • Response within 1 month

Status: 🟡 Partial

Right to Erasure (Article 17)

  • Account deletion mechanism
  • Data deletion procedures
  • Exceptions documented (e.g., legal obligations)
  • Response within 1 month

Status: 🔴 Not Implemented

Right to Restriction (Article 18)

  • Ability to restrict processing
  • Marking restricted data
  • Notification requirements

Status: 🔴 Not Implemented

Right to Data Portability (Article 20)

  • Export data in machine-readable format
  • Transfer to another controller (if feasible)

Status: 🔴 Not Implemented

Right to Object (Article 21)

  • Mechanism to object to processing
  • Particularly for direct marketing
  • Override legitimate interests assessment

Status: 🔴 Not Implemented

Automated Decision-Making (Article 22)

  • Identify automated decisions
  • Provide information about logic
  • Human review mechanism
  • Ability to contest decision

Status: 🟡 AI recommendations exist, need safeguards

Action Items:

  • Implement DSAR workflow
  • Create data export functionality
  • Build account deletion with data erasure
  • Add data portability feature
  • Document automated decisions (AI recommendations)
  • Create rights exercise mechanism in UI

Article 25: Data Protection by Design and by Default

Privacy by Design:

  • Security measures from inception (see SECURITY.md)
  • Data minimization in data model
  • Privacy impact assessments
  • Regular privacy reviews

Privacy by Default:

  • Least privilege access controls
  • Opt-in, not opt-out, for optional features
  • Limited data processing by default
  • Privacy-friendly default settings

Status: 🟡 Partial Implementation

Action Items:

  • Conduct privacy impact assessment
  • Review default settings for privacy
  • Document privacy-by-design decisions

Article 30: Records of Processing Activities

Required Records:

  • Name and contact details of controller/processor
  • Purposes of processing
  • Categories of data subjects
  • Categories of personal data
  • Categories of recipients
  • International transfers
  • Retention periods
  • Security measures description

Status: 🔴 Not Created

Action Items:

  • Create Records of Processing Activities (RoPA)
  • Document all processing activities
  • Review and update quarterly

Article 32: Security of Processing

Technical Measures:

  • Pseudonymization (user IDs)
  • Encryption in transit (HTTPS/TLS)
  • Encryption at rest (via Base44)
  • Access controls (role-based)
  • Logging and monitoring

Organizational Measures:

  • Security policies documented
  • Incident response plan (see INCIDENT_RESPONSE.md)
  • Employee security training
  • Regular security testing
  • Supplier security assessments

Status: 🟢 Technical measures compliant, 🟡 Organizational measures in progress

Article 33-34: Personal Data Breach Notification

Breach Notification to Supervisory Authority (Article 33):

  • Incident response procedures (see INCIDENT_RESPONSE.md)
  • 72-hour notification process
  • Breach notification template
  • Supervisory authority contact info

Breach Notification to Data Subjects (Article 34):

  • Risk assessment criteria
  • Communication template
  • Notification process

Status: 🟡 Procedures documented, need testing

Action Items:

  • Test breach notification procedures
  • Identify supervisory authority
  • Create breach notification templates
  • Train team on breach procedures

Article 35: Data Protection Impact Assessment (DPIA)

When Required:

  • Systematic monitoring at large scale
  • Large scale processing of sensitive data
  • New technologies with high risk

Status: 🔴 Not Conducted

Action Items:

  • Assess if DPIA required
  • Conduct DPIA if necessary (likely needed)
  • Document DPIA results
  • Consult supervisory authority if high risk

Article 37-39: Data Protection Officer (DPO)

DPO Requirements:

  • Public authority or body (❌ Not applicable)
  • Core activities consist of regular/systematic monitoring (🟡 Possibly)
  • Large scale processing of sensitive data (❌ Not large scale yet)

Status: ⚪ May not be required at current scale

Action Items:

  • Assess DPO requirement as company grows
  • If required, designate DPO
  • Publish DPO contact details

Article 44-50: International Data Transfers

Current State:

  • Base44 infrastructure location: [TBD - need to confirm]
  • AI service providers: OpenAI (US), Anthropic (US), Google (US)
  • Third-party integrations: Various locations

Transfer Mechanisms:

  • Adequacy decisions
  • Standard contractual clauses (SCCs)
  • Binding corporate rules
  • Derogations for specific situations

Status: 🔴 Not Documented

Action Items:

  • Map all international data transfers
  • Identify transfer mechanisms for each
  • Implement standard contractual clauses
  • Document transfer safeguards
  • Review AI provider DPAs

Data Inventory

Personal Data Collected

Data Type Purpose Lawful Basis Retention Location
Name User identification Contract Account lifetime + 1 year Base44 DB
Email Authentication, communication Contract Account lifetime + 1 year Base44 DB
Profile photo User identification Consent Account lifetime Cloudinary
Department Activity assignment Legitimate interest Account lifetime Base44 DB
Role Access control Contract Account lifetime Base44 DB
Activity participation Platform functionality Contract Account lifetime + 1 year Base44 DB
Points/badges Gamification Contract Account lifetime Base44 DB
Analytics data Platform improvement Legitimate interest 2 years Base44 DB
Session data Authentication Contract 30 days Base44 DB
IP addresses Security, fraud prevention Legitimate interest 90 days Logs

Action Items:

  • Complete full data inventory
  • Document retention periods for each data type
  • Review and minimize data collection
  • Update privacy policy with complete inventory

Special Categories of Personal Data

Note: We do NOT intentionally collect special category data (racial origin, health, religion, etc.). However:

⚠️ Potential Risk: Wellness integration (Feature 10, Q3 2025) may collect health data ⚠️ Potential Risk: User-generated content in activities may contain special category data

Action Items:

  • Review wellness integration for GDPR compliance
  • Implement content moderation for UGC
  • Document approach to special category data
  • Obtain explicit consent if collecting health data

Third-Party Processors

Sub-Processor List

Processor Service Data Shared Location DPA Status
Base44 Backend platform All user data [TBD] [ ] Needed
Cloudinary Image hosting Profile photos, images US/EU [ ] Needed
OpenAI AI recommendations Activity data (no PII) US [ ] Needed
Anthropic AI recommendations Activity data (no PII) US [ ] Needed
Google (Gemini) AI analytics Activity data (no PII) US [ ] Needed
Vercel Hosting All user data in transit US/EU [ ] Needed

Action Items:

  • Complete sub-processor inventory
  • Obtain Data Processing Agreements (DPAs) from all processors
  • Review processor security and GDPR compliance
  • Implement sub-processor change notification mechanism
  • Document processor instructions

User Rights Implementation

Priority 1: Must Implement (Q1 2025)

1. Data Access Request (Article 15)

User Story: As a user, I want to download all my personal data,
so that I can see what information the platform stores about me.

Implementation:
- Add "Download My Data" button in settings
- Export format: JSON + human-readable PDF
- Include: Profile, activities, points, participation history
- Deliver via secure download link or email
- Response time: Within 30 days

2. Account Deletion (Article 17)

User Story: As a user, I want to delete my account and all data,
so that I can exercise my right to erasure.

Implementation:
- Add "Delete Account" in settings
- Confirmation dialog with explanation
- Hard delete user data (not just deactivation)
- Retain only what's legally required
- Email confirmation of deletion
- Grace period: 30 days before permanent deletion

3. Privacy Policy & Consent

User Story: As a user, I want to understand how my data is used,
so that I can make informed decisions about using the platform.

Implementation:
- Privacy policy displayed before signup
- Clear consent checkboxes (not pre-checked)
- Easy-to-read language
- Available in multiple languages
- Link in footer on all pages

Priority 2: Should Implement (Q2 2025)

4. Data Portability (Article 20)

  • Export data in machine-readable format (JSON, CSV)
  • Support transfer to other systems (if feasible)

5. Consent Management

  • Granular consent controls in settings
  • Consent withdrawal mechanisms
  • Audit trail of consent

6. Rectification

  • Enhanced profile editing
  • Request rectification form
  • Automated or manual review process

Priority 3: Nice to Have (Q3 2025)

7. Processing Restriction

  • Temporary restriction of account
  • Mark restricted data

8. Right to Object

  • Object to specific processing activities
  • Opt-out of marketing/analytics

Training & Awareness

Required Training

All Employees:

  • GDPR overview and principles
  • Data handling best practices
  • Privacy by design concepts
  • Incident reporting procedures

Engineering Team:

  • GDPR technical requirements
  • Privacy by design implementation
  • Data minimization techniques
  • Security measures

Customer Success:

  • Handling data subject requests
  • Privacy policy explanation
  • Escalation procedures

Action Items:

  • Create training materials
  • Schedule training sessions
  • Track training completion
  • Annual refresher training

Documentation Requirements

Required Documents

Created:

  • This GDPR Compliance Checklist
  • Security Architecture (SECURITY.md)
  • Incident Response Plan (INCIDENT_RESPONSE.md)
  • Vulnerability Disclosure Policy (VULNERABILITY_DISCLOSURE.md)

In Progress:

  • Privacy Policy (user-facing)
  • Data Processing Agreement template
  • Records of Processing Activities (RoPA)
  • Data Protection Impact Assessment
  • Cookie Policy
  • Terms of Service (privacy sections)

Action Items:

  • Complete all required documentation
  • Legal review of all documents
  • Publish user-facing documents
  • Internal document repository

Compliance Timeline

Q1 2025 (Current) - Foundation

  • Fix security vulnerabilities
  • Create compliance documentation framework
  • Complete privacy policy
  • Implement basic data subject rights (access, deletion)
  • Create Records of Processing Activities

Q2 2025 - Implementation

  • Full data subject rights implementation
  • Consent management system
  • Data portability features
  • Employee training program
  • Third-party DPAs secured

Q3 2025 - Enhancement

  • Data Protection Impact Assessment
  • Enhanced privacy controls
  • Multi-language support
  • Compliance audit (third-party)

Q4 2025 - Certification

  • GDPR compliance certification
  • SOC 2 audit (includes privacy)
  • Ongoing monitoring and improvement

Risk Assessment

High Risk Areas

1. International Data Transfers

  • Risk: Data transferred to US without adequate safeguards
  • Mitigation: Implement SCCs, review Schrems II compliance
  • Priority: High

2. AI Processing

  • Risk: Automated decisions without transparency
  • Mitigation: Document AI logic, human review, contestability
  • Priority: High

3. Third-Party Processors

  • Risk: Processors not GDPR compliant
  • Mitigation: DPAs, due diligence, monitoring
  • Priority: High

4. Data Retention

  • Risk: No retention policy, data kept indefinitely
  • Mitigation: Implement retention policy, automated deletion
  • Priority: Medium

5. User Rights

  • Risk: Cannot fulfill user rights requests
  • Mitigation: Implement DSAR workflow, deletion mechanisms
  • Priority: High

Supervisory Authority

Relevant Authority: [To be determined based on EU operations]

Potential Authorities:

  • Ireland: Data Protection Commission (if using EU-West AWS/Azure)
  • Germany: Various state authorities
  • UK: Information Commissioner's Office (ICO) (post-Brexit)

Action Items:

  • Determine lead supervisory authority
  • Register if required
  • Establish contact
  • Understand notification procedures

Penalties & Compliance Metrics

Potential Penalties:

  • Up to €20 million or 4% of annual global turnover (whichever is higher)
  • Reputational damage
  • Loss of customer trust

Compliance Metrics:

  • ✅ 0 data breaches reported to date
  • 🔄 0% of DSAR requests fulfilled (no requests yet, but no mechanism)
  • 🔴 0% of required documentation complete
  • 🟡 75% of security measures implemented

Target Metrics:

  • 100% DSAR requests fulfilled within 30 days
  • 100% breach notifications within 72 hours
  • 100% required documentation complete
  • 100% employee training completion

Next Steps & Action Items

Immediate (Q1 2025)

  1. Complete privacy policy - Owner: Legal, Due: Feb 15, 2026
  2. Create RoPA - Owner: Engineering Lead, Due: Feb 28, 2026
  3. Implement data export - Owner: Engineering, Due: Mar 15, 2026
  4. Implement account deletion - Owner: Engineering, Due: Mar 15, 2026
  5. Obtain Base44 DPA - Owner: Procurement, Due: Feb 28, 2026

Short Term (Q2 2025)

  1. Data Protection Impact Assessment - Owner: Legal/Engineering
  2. Consent management UI - Owner: Engineering
  3. Employee training program - Owner: HR
  4. All third-party DPAs - Owner: Procurement
  5. Data retention policy - Owner: Engineering/Legal

Medium Term (Q3 2025)

  1. GDPR compliance audit - Owner: Compliance
  2. Enhanced user rights - Owner: Engineering
  3. Multi-language privacy - Owner: Product
  4. Privacy certifications - Owner: Compliance

Approval & Sign-Off

Document Owner: Engineering Lead
Reviewed By:

  • Legal Counsel
  • Data Protection Officer (if appointed)
  • Executive Sponsor

Approval Date: [Pending]
Next Review: April 7, 2026


References


Status Legend:

  • 🟢 Compliant
  • 🟡 Partial / In Progress
  • 🔴 Not Compliant / Not Started
  • ⚪ Not Applicable